EPSTEIN
page 5 / 1106 . OCR, unverified
Recipient's Maiing Addresp:
Account Name:
payable to:
Account Number:
at Receiving Rrm
Qty/Symbol/Security:
Qty/Symbol/Security:
Standing Authcrsation
The undersigned hereby requests that this authorization act as a standing authorization. The undersi
gned understands and agrees that this authorization will
remain in effect until Deutsche Bank Alex. Brown requests a new authorization. The undersigned autho
rizes Deutsche Bank Alex. Brown to issue the wire,
check or journal on the
Q The undersigned further authorizes Deutsche Bank Alex. Brown to accept verbal instnjctions from th
e undersigned to wire funds, issue checks or journal
funds to/from the above listed accounts. The undersigned will provide verbal instructions as to the
date and the amount of the wire, check or journal. If the
undersigned decides to vary either the date or the amount of the wire, check or journal, the undersi
gned hereby authorizes Deutsche Bank Alex. Brown to
accept the verbal instructions from the undersigned regarding the change or changes. The undersigned
further understands and agrees to comply with the
procedures of Deutsche Bank Alex. Brown to verify the authorization and accuracy of verbal instructi
ons.
day of
for a term of
The undersigned hereby acknowledges that (i) the information contained in this form is complete and
accurate to the best knowledge of the undersigned; and (ii) the
undersigned is responsible for the method of transmission of any instructions issued pursuant to thi
s authorization. If the undersigned elects to transmit any such
instnjctions via fax (including desktop fax), via email or as an image attachment to email (e.g., as
a PDF, TIF or other image of such instructions), the undersigned
understands and agrees that the undersigned bears the risk of loss arising from such method of trans
mission in the event of transmission errors, misunderstandings,
impersonations, transmission by unauthorized persons, forgery or intercepts. For trusts or other ent
ities, the undersigned further acknowledges that the undersigned is
authorized to issue the above asset movement instructions under the terms of the governing documents
EFTA01404954
--- PAGE 2 ---
and any applicable laws. The undersigned hereby releases and
holds harmless Deutsche Bank Alex. Brown from and against loss from eny action, claim or demand of a
ny person as a result of Deutsche Bank Alex. Brown's receipt of
or compliance with this authorization and/or any instnjctions that may be given to Deutsche Bank Ale
x. Brown pursuant to this authorization (including any standing
authorization).
The undersigned understands that Deutsche Bank Alex. Brown may, but is not required to, seek verific
ation of the undersigned's instructions by call back and that
Deutsche Bank Alex. Brown may in its sole discretion refuse to execute such instructions (including
standing instructions) given pursuent to this authorization, without
incurring any liability, if DeutschAank Alex. Brown has reason to believe such instructions (or stan
ding instructions) have not been provided by the undersigned. The
undersignedfurther understanAthat Deutsche Bank Alex. Brown retains the right to refuse to execute a
ny instructions to transfer funds or securities to any account(s)
pursuant .to,ah is authorizatipTpwithqjift'vyrftten instructions bearing original signature(s) of th
e undersigned.
Harry Seller
02-26'014
frint
T
Oats
Signature
Print Name
Date
III I III mil I III III
LOA
10-PWM-01772 (12/10)
EFTA01404955
--- SOURCE: IMAGES__0065__EFTA01404956.txt ---
METADATA_SOURCE: IMAGES0065
METADATA_FILENAME: EFTA01404956.pdf
----------------------------------------
Subject: Re: [I]
From: Paul Morris a>
Date: Tue, 28 Oct 2014 11:35:42 -0400
To: Tazia Smith
Cc:
Classification: For internal use only
hi thx pls keep SO cc'd
Paul Morris
Managing Director
Deutsche Bank Private Bank
345 Park Avenue, 27th Floor
New York, NY 10154
Office:
Cell:
From:
Tazia -/-
To:
"jeffrey E."
<jeevacation@gmail.com>,
Cc:
Daniel Sabba/db/I
Vahe
Date:
AM
10/28/2014 11:06
Subject:
Re:
[C]
, Paul Morris, Richard Kahn
EFTA01404956
--- PAGE 2 ---
Classification: Confidential
Jeffrey - How aggressive do you want us to be? Buying 200k shares, Citi 5.8%
pfd has traded 15.6k shares this morning, 28k dailyavg. Do you want to give
us a limit?
(Embedded image moved to file: pic27831.gif)
Tazia Smith
Director I Key Client Partners - US
DB Securities Inc
Deutsche Asset & Wealth Management
345 Park Avenue, 10154-0004 New York, NY, USA
Tel.
Fax
Mobile
Email
(Embedded image moved to file: pic03839.gif)
From:
Tazia -/-
To:
"jeffrey E."
<jeevacation@gmail.com>@DEUBAINT,
Cc:
Morris
Date:
AM
Richard Ka,
Daniel Sabba/db/-
, Vahe
, Paul
10/28/2014 10:57
EFTA01404957
--- PAGE 3 ---
Subject:
Re:
[C]
Classification: Confidential
Citi 5.8% Perpetual Preferred (cusip: 172967366) , trading —23.92, buying
$5mm
worth. got it.